REGISTRATION AND LICENSE DETAILS
DPRGIM is the registered business name of DPRG Investment Management Ltd, a private limited company which is incorporated under the laws of the Republic of Cyprus with Reg. No. HE 433850 and is regulated by the Cyprus Securities and Exchange Commission (“CySEC”) as a Cypriot Investment Firm (“CIF”) with CIF License No. 454/25, granted 09/04/2025.
DPRGIM is authorized to provide the Investment Services and Activities of Part I, the Ancillary Services of Part II and the Financial Instruments of Part III of the First Appendix of Law 87(I)/2017. DPRGIM operates within the MiFID II legal framework. The full license of DPRGIM is accessible here.
CySEC: is the regulatory authority responsible for the effective supervision of the provision of investment services in Cyprus. More information regarding CySEC’s mission and activities can be found here. CySEC is a member of the European Securities and Markets Authority (ESMA) which is the European supervisory authority that contributes to safeguarding the stability of the European Union’s financial system.
More information on the objectives and purpose of ESMA can be found here.
TERMS & POLICIES
For information on the operating terms governing our business relationship with you please refer to the below Terms & Policies.
REGULATORY & DISCLOSURES
As a regulated firm, DPRGIM is required to disclose to its clients, certain information to enable them to understand how it operates.
DISCLOSURES IN ACCORDANCE WITH PART SIX OF REG (EU) 2019/2033
The Company is required to publish information on its own funds, capital requirements and exposure to risks (operational, market and credit). For more information refer to the full disclosures below.
RTS 28
The Company is required to publish information on the top five execution venues in terms of trading volume for each class of financial instruments, where it has executed client orders (RTS 28). For more information refer to the RTS 28 report below.
INVESTOR COMPENSATION FUND
DPRGIM is a member of the Investor Compensation Fund (ICF). The ICF has been established in accordance with Directive 97/9/EC and operates under Directive DI87-07 of the Cyprus Securities and Exchange Commission.
The purpose of ICF is to secure the claims of covered clients against the ICF members through the payment of compensation, if the necessary preconditions are fulfilled. Please read the ICF document carefully to get more information and understanding on covered clients, covered services and the process.